DIS Booklet: What is it?

A delivery instruction slip(DIS Booklet) Unlock the DIS Booklet process: Learn to obtain from top brokers, fill seamlessly, and understand charges. Your guide to smooth securities transfers. DIS booklet Is a document used in the financial and securities industry to instruct the transfer of securities from one account to another. It provides details about the securities being transferred, the sender's and recipient's account information, and any specific instructions related to the transfer. This slip is vital for ensuring the smooth and accurate movement of securities between accounts, often used for selling or gifting stocks or transferring securities between brokerage accounts.

See the process of obtaining a Delivery Instruction Slip (DIS) booklet from these brokers.

1. Zerodha

2. Upstox

3. Samco

4. Kotak Securities 

5. Bajaj Finserv

6. IIFL Securities 
   
   How to fill a DIS booklet?

The process of filling out the DIS Booklet varies from platform to platform, but here’s a general process that is familiar to all platforms. 

Here's a general process for filling out a delivery instruction slip:

1. Name of the First/Sole Holder: Enter the account holder's name as it appears on the demat account.

2. Transaction statement: A user can get their Transaction statement by accessing their account at https://www.cdslindia.com/. Once logged in, navigate to the "Transaction" tab and then select "Transaction cum Holding Statement." From there, opt for the "History Report," input the desired date range, and finalize the process by clicking "Submit." 
   
   

3. ISIN: As stated in the transaction statement, enter the ISIN of the securities that will be transferred. 

*Per DIS, a maximum of five securities (ISINs) may be transferred. If you need to transfer more than five securities, use the DIS Annexure form. Use a different DIS for each account when transferring securities to several ones.

4. Name of the security: Provide the security you wish to transfer.

5. Quantity in Figures: Indicate the amount in figures.

6. Quantity in Figures: Indicate the amount in figures.

7. Leave Blank

8. Number of Annexes: If more than five securities are transferred, specify the number of DIS Annexures that were attached to the slip.

9. Choose the transfer explanation: Choose the transfer reason. If you select "Others," enter the specific reason from the provided list below.
   

10.  Enter your bank details: If the sale of the security is conducted off-market. You can leave this field blank if it is not an off-market sale.

11. Off-Market Trade: Enter the counter DP details or the DP details of the party to whom the securities are being transferred when making an off-market transfer.

*Select the CDSL or NSDL depository option.

*Counter DP ID, Client ID information, and BO name (name of the account holder).

*Select "BO-BO" for the settlement information.

12.  Leave the box empty if the transferred securities are not listed nor traded on exchanges.

13.  Leave blank

14.  The account holder's signature in the signature field must match the signature on file in the demat account. If there are any corrections or an overwritten signature, add a countersignature.

    Charges

The initial DIS booklet, which has ten slips, is free. A fee of Rs 100 + 18% GST and a fee for the courier are applicable for extra booklets.
  
I, Bhumi, end this article here, hoping that all of the queries regarding the DIS booklet have been cleared. Stay tuned to uncover answers to more such questions. Are there any specific articles you wish to understand from me? Tweet, and I will cover those topics in the following article.